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Advisor at VANDERBILT ADVISORY SERVICES
WOODBURY, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANDERBILT ADVISORY SERVICES | Bd affiliated wealth | Mar 20, 2023 | n/a | yes | WOODBURY, NY | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 6, 2021 | Mar 6, 2023 | no | GARDEN CITY, NY|WILLISTON PARK, NY|GARDEN CITY, NY | Previous registration |
| CUNA BROKERAGE SERVICES, INC. | Former SEC adviser | Apr 21, 2017 | Nov 10, 2021 | no | MASSAPEQUA, NY|WESTBURY, NY|WESTBURY, NY|Plainview, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | VANDERBILT ADVISORY SERVICES | Mar 6, 2023 | Mar 20, 2023 | 14 | Firm change | RIA to ibd |
| CUNA BROKERAGE SERVICES, INC. | LPL FINANCIAL LLC | Nov 10, 2021 | Dec 6, 2021 | 26 | Firm change | Ibd to ibd |