DFX Intelligence

H••••• F•••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)56 years in industry

H••••• F•••••• S•••••••••

Advisor at L•• F•••••••• L••

BERWYN, PA | HAVERFORD, PA

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Search this name across graphsid dfx:ria:bddc70df-ba8e-b65c-ee20-5bb21e784517

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 11, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1970earliest registration or exam on IAPD
Years in industry: 56derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 1, 2023	n/a	yes	BERWYN, PA\|HAVERFORD, PA	Current employment
1••• A•••••••	Former SEC adviser	Jul 25, 2008	Feb 15, 2023	no	WEST CONSHOHOCKEN, PA\|WEST CONSHOHOCKEN, PA\|WEST CONSHOHOCKEN, PA\|WEST CONSHOHOCKEN, PA\|WEST CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1••• A•••••••	L•• F•••••••• L••	Feb 15, 2023	Feb 1, 2023	-14	Firm change	RIA to RIA
H•• A••••••••• I•••	1••• A•••••••	Apr 11, 2008	Jul 25, 2008

Team moves

••• Locked

Team	Left	Joined	From	Kind
100:6413:PA:2023-02-06	Feb 15, 2023	Feb 1, 2023	WEST CONSHOHOCKEN, PA	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 1, 2023 to presentfactForm ADV
→ 1••• A•••••••Registered adviserregistration: previous registration
Jul 25, 2008 to Feb 15, 2023factForm ADV
→ H•• A••••••••• I•••Registered adviserregistration: previous registration
Oct 11, 1994 to Apr 11, 2008factForm ADV

Dated events

Occurred
Feb 15, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bddc70df-ba8e-b65c-ee20-5bb21e784517
First observed: Oct 11, 1994
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.