DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N•••••••• A•••• M•••••••••
MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••••• A•••• M••••••••• | Independent wealth | Jul 16, 2024 | n/a | yes | MILWAUKEE, WI | Current employment |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Oct 5, 2009 | Jul 8, 2024 | no | MILWAUKEE, WI|Brookfield, WI|WAUWATOSA, WI |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | N•••••••• A•••• M••••••••• | Jul 8, 2024 | Jul 16, 2024 | 8 | Firm change | Ibd to RIA |
| A••••••••• A•••••• S•••••••• I••• | C•••••• L•• | Oct 5, 2009 | Jul 3, 2003 |
| C•••••• L•• | Independent wealth | Jul 3, 2003 | Jul 10, 2003 | no | MILWAUKEE, WI | Previous registration |
| A••••••••• A•••••• S•••••••• I••• | n/a | Jun 24, 2003 | Oct 5, 2009 | no | MILWAUKEE, WI|BROOKFIELD, WI | Previous registration |
| -2,286 |
| Firm change after gap |
| Other |
| C•••••• L•• | A••••••••• F•••••••• S•••••••• L•• | Jul 10, 2003 | Oct 5, 2009 | 2,279 | Firm change after gap | Other |