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Advisor at WELLS FARGO ADVISORS
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 10, 2016 | n/a | yes | NEW YORK, NY | Current employment |
| CREDIT SUISSE SECURITIES (USA) LLC | Former SEC adviser | May 5, 2006 | Apr 5, 2016 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CREDIT SUISSE SECURITIES (USA) LLC | WELLS FARGO ADVISORS | Apr 5, 2016 | Mar 10, 2016 | -26 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 816:19616:NY:2016-04-05 | Apr 5, 2016 | Mar 10, 2016 | NEW YORK, NY | Firm change |