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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

ROBERT J PAOLINI

Advisor at INDEPENDENT ADVISOR ALLIANCE, LLC

Jupiter, FL

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Search this name across graphsid dfx:ria:bdff592b-733f-2576-8961-0ce79b8ae013

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT ADVISOR ALLIANCE, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Dec 2, 2002
First registration: Mar 24, 2004
Dual registered: yes, broker-dealer
Other names: ROBERT JOHN PAOLINI
IAPD individual key: 4284278

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT ADVISOR ALLIANCE, LLC	Independent wealth	Mar 18, 2026	n/a	yes	Jupiter, FL	Current employment
FSC SECURITIES CORPORATION	Former SEC adviser	Aug 23, 2010	Sep 4, 2019	no	MEDFORD, NJ\|ATLANTA, GA	Previous registration
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Former SEC adviser	Aug 13, 2007	Aug 18, 2010	no	MARLTON, NJ\|MEDFORD LAKES, NJ	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Mar 24, 2004	Aug 16, 2007	no	MEDFORD LAKES, NJ\|MEDFORD LAKES, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FSC SECURITIES CORPORATION	INDEPENDENT ADVISOR ALLIANCE, LLC	Sep 4, 2019	Mar 18, 2026	2,387	Firm change after gap	Other
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	FSC SECURITIES CORPORATION	Aug 18, 2010	Aug 23, 2010	5	Firm change	Other
WALNUT STREET SECURITIES, INC.	NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)	Aug 16, 2007	Aug 13, 2007	-3	Firm change	Other

Relationships

Registered with (4)

→ INDEPENDENT ADVISOR ALLIANCE, LLCRegistered adviserregistration: current employment
Mar 18, 2026 to presentfactForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Aug 23, 2010 to Sep 4, 2019factForm ADV
→ NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)Registered adviserregistration: previous registration
Aug 13, 2007 to Aug 18, 2010factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Mar 24, 2004 to Aug 16, 2007factForm ADV

Dated events

No dated event names this entity yet.