DFX Intelligence

T••••• C••••••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)12 years in industry

T••••• C••••••••• K•••

Advisor at A••• I••••• A•••••••

Greer, SC | CHARLOTTE, NC

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Search this name across graphsid dfx:ria:be0885ed-b684-c3fc-1600-4b76037fb375

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 20, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• I••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• I••••• A•••••••	Independent wealth	Jun 25, 2026	n/a	yes	Greer, SC\|CHARLOTTE, NC	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Aug 7, 2020	May 10, 2021	no	SALISBURY, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	A••• I••••• A•••••••	May 10, 2021	Jun 25, 2026	1,872	Firm change after gap	Ibd to RIA
F•••• H•••••• A•••••••• I••	C••••••••• F•••••••• N••••••	Jul 10, 2020	Aug 7, 2020

Relationships

Registered with (4)

→ A••• I••••• A•••••••Registered adviserregistration: current employment
Jun 25, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 7, 2020 to May 10, 2021factForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 27, 2016 to Jul 10, 2020factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be0885ed-b684-c3fc-1600-4b76037fb375
First observed: Aug 20, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.