DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Christopher Kemp
Chartered Financial Analyst
Feed of 09/15/2026
Also filed as Chris Kemp
At current firm
0 y
since Jun 25, 2026
In the industry
12 y
since Aug 20, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ally Invest Advisors independent RIA currentsince Jun 25, 2026 · Greer, Sc
- Commonwealth Financial Network national BDAug 7, 2020 to May 10, 2021 · Salisbury, Nc
- First Horizon Advisors, Inc formerJun 27, 2016 to Jul 10, 2020 · Raleigh, Nc
- LPL Financial LLC BD affiliatedAug 20, 2014 to Jun 29, 2016 · Morrisville, Nc
Moves
a registration end followed by a registration begin elsewhere
- Commonwealth Financial Network to Ally Invest Advisorsleft May 10, 2021, registered Jun 25, 2026 (1872 days) · Affiliated broker-dealer or bank to independent RIA
- First Horizon Advisors, Inc to Commonwealth Financial Networkleft Jul 10, 2020, registered Aug 7, 2020 (28 days) · RIA to affiliated broker-dealer or bank
- LPL Financial LLC to First Horizon Advisors, Incleft Jun 29, 2016, registered Jun 27, 2016 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address