DFX Intelligence
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Reading the graph
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Advisor at W•••• F•••• A•••••••
NORWELL, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | Wirehouse | May 28, 2024 | n/a | yes | NORWELL, MA | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | Mar 10, 2017 | May 2, 2024 | no | NORWELL, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | W•••• F•••• A••••••• | May 2, 2024 | May 28, 2024 | 26 | Firm change | Ibd to wirehouse |
| U•• F•••••••• S••••••• I••• | R•• C•••••• M••••••• L•• | Mar 22, 2017 | Mar 10, 2017 |
| U•• F•••••••• S••••••• I••• |
| Wirehouse |
| Jan 13, 2009 |
| Mar 22, 2017 |
| no |
| ROCKLAND, MA |
| Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 9, 1995 | Jan 14, 2009 | no | ROCKLAND, MA|HINGHAM, MA | Previous registration |
| -12 |
| Firm change |
| Wirehouse to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Jan 14, 2009 | Jan 13, 2009 | -1 | Firm change | Wirehouse to wirehouse |