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C••••• W•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

C••••• W•••••• H•••••

Advisor at G••••• S•••• W••••• M••••••••• L••

BIGFORK, MT | POWELL, WY | Bigfork, MT

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Search this name across graphsid dfx:ria:be1c198d-56b5-d22f-f8de-a1bb5c587181

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 8, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 3, 2025	n/a	yes	BIGFORK, MT	Current employment
G••••• S•••• W••••• M••••••••• L••	Independent wealth	Jan 23, 2020	n/a	yes	Bigfork, MT\|POWELL, WY	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•••••••• W••••• A•••••••• I•••	G••••• S•••• W••••• M••••••••• L••	Feb 27, 2020	Jan 23, 2020	-35	Firm change after gap	RIA to RIA
T••••••••• F•••••••• A•••••••• L••	I•••••••• W••••• A•••••••• I•••	May 12, 2016	May 16, 2016

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ G••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 23, 2020 to presentfactForm ADV
→ I•••••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
May 16, 2016 to Feb 27, 2020factForm ADV
→ T••••••••• F•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be1c198d-56b5-d22f-f8de-a1bb5c587181
First observed: Mar 30, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.