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Advisor at ADVICE AND PLANNING SERVICES
Durham, NC | Charlotte, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | Sep 9, 2021 | n/a | yes | Charlotte, NC|Durham, NC | Current employment |
| NEUBERGER BERMAN BD LLC | No RAUM reported | Dec 9, 2011 | Dec 1, 2015 | no | CHICAGO, IL | Previous registration |
| SANDERSON & STOCKER, INC. | n/a | Apr 15, 2004 | May 17, 2004 | no | ITHACA, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN BD LLC | ADVICE AND PLANNING SERVICES | Dec 1, 2015 | Sep 9, 2021 | 2,109 | Firm change after gap | Other |
| SANDERSON & STOCKER, INC. | NEUBERGER BERMAN BD LLC | May 17, 2004 | Dec 9, 2011 | 2,762 | Firm change after gap | Other |