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Advisor at BCN FINANCIAL, INC.
Alameda, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BCN FINANCIAL, INC. | State registered | Oct 12, 2018 | n/a | yes | Alameda, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 29, 2003 | Mar 31, 2004 | no | WALNUT CREEK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | BCN FINANCIAL, INC. | Mar 31, 2004 | Oct 12, 2018 | 5,308 | Firm change after gap | Ibd to state RIA |