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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Kyle Robert Thomas

Advisor at W&S BROKERAGE SERVICES, INC.

Indianapolis, IN

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Search this name across graphsid dfx:ria:be25a1b8-90b0-2034-1b36-7df947e032f1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Aug 5, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W&S BROKERAGE SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 27, 2017
First registration: Aug 5, 2020
Dual registered: yes, broker-dealer
Other names: Kyle Robert Thomas|Kyle Thomas
IAPD individual key: 6454076

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W&S BROKERAGE SERVICES, INC.	Bd affiliated wealth	Nov 20, 2024	n/a	yes	Indianapolis, IN	Current employment
PRUCO SECURITIES, LLC	No RAUM reported	Oct 18, 2022	May 20, 2024	no	Indianapolis, IN	Previous registration
FOUR QUADRANT WEALTH ADVISORS, INC.	Independent wealth	Mar 24, 2022	Apr 14, 2022	no	CARMEL, IN	Previous registration
OXFORD FINANCIAL GROUP, LTD	Independent wealth	Sep 28, 2021	Jan 13, 2022	no	CARMEL, IN	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Aug 5, 2020	Aug 25, 2021	no	Indianapolis, IN\|Carmel, IN\|Carmel, IN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRUCO SECURITIES, LLC	W&S BROKERAGE SERVICES, INC.	May 20, 2024	Nov 20, 2024	184	Firm change	Ibd to ibd
FOUR QUADRANT WEALTH ADVISORS, INC.	PRUCO SECURITIES, LLC	Apr 14, 2022	Oct 18, 2022	187	Firm change	RIA to ibd
OXFORD FINANCIAL GROUP, LTD	FOUR QUADRANT WEALTH ADVISORS, INC.	Jan 13, 2022	Mar 24, 2022	70	Firm change	RIA to RIA
THRIVENT INVESTMENT MANAGEMENT INC.	OXFORD FINANCIAL GROUP, LTD	Aug 25, 2021	Sep 28, 2021	34	Firm change	Ibd to RIA

Relationships

Registered with (5)

→ W&S BROKERAGE SERVICES, INC.Registered adviserregistration: current employment
Nov 20, 2024 to presentfactForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 18, 2022 to May 20, 2024factForm ADV
→ FOUR QUADRANT WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 24, 2022 to Apr 14, 2022factForm ADV
→ OXFORD FINANCIAL GROUP, LTDRegistered adviserregistration: previous registration
Sep 28, 2021 to Jan 13, 2022factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Aug 5, 2020 to Aug 25, 2021factForm ADV

Dated events

Occurred
May 20, 2024
Advisor changed firm
Kyle Robert Thomas left Pruco Securities, Llc for W&S Brokerage Services, Inc. (registered 2024-11-20)
Form ADVobserved 6 days ago
Occurred
Apr 14, 2022
Advisor changed firm
Kyle Robert Thomas left Four Quadrant Wealth Advisors, Inc. for Pruco Securities, Llc (registered 2022-10-18)
Form ADVobserved 6 days ago
Occurred
Jan 13, 2022
Advisor changed firm
Kyle Robert Thomas left Oxford Financial Group, Ltd for Four Quadrant Wealth Advisors, Inc. (registered 2022-03-24)
Form ADVobserved 6 days ago