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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

FOUR QUADRANT WEALTH ADVISORS, INC.

CRD 130753

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:892f2e04-9409-878f-b08b-d81e31fa1023

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 5
On other graphs: 0
Observed: Jun 1, 2022 to Feb 18, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $219MItem 5.F on the latest filing (2026-02-18); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $219M
Private client RAUM: $219MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 8
RAUM per advisor: $27.4Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 34
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 552
Individual clients: 38
High net worth clients: 62
Custody, client assets: $219M
SEC number: 801-126014
CRD: 130753
Filings on the tape: 11
First filed: Jun 1, 2022
Latest filed: Feb 18, 2026
Organised: Corporation, IN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JASON RYAN SMITH	n/a	CARMEL, IN \| INDIANAPOLIS, IN	22	27	1	no
BROGAN D BAXTER	n/a	INDIANAPOLIS, IN \| CARMEL, IN	22	22	n/a	no
STACY ALAN PHILLIPS	n/a	CARMEL, IN	8	21	1	no
Kal Owen	n/a	CARMEL, IN	4	16	1	no
William Gregory Chrisman	n/a	CARMEL, IN	2	10	3	no
Matthew Dwayne Bates	Certified Financial Planner	CARMEL, IN	1	21	5	no
Bryan Fawcett	n/a	CARMEL, IN	1	12	1	no
Joel Kristopher Koon	Certified Financial Planner	CARMEL, IN	0	14	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAXTER, BROGAN, D	CHIEF OPERATING OFFICER	A	yes	08/2014	Jun 1, 2022	Sep 26, 2024
SMITH, JASON, RYAN	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	03/2004	Jun 1, 2022	Sep 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Feb 18, 2026	$219M	$219M	34	6	n/a	n/a
2024	Mar 17, 2025	$172M	$172M	34	6	n/a	n/a
2023	Feb 29, 2024	$135M	$135M	25	6	n/a	n/a
2022	Feb 10, 2023	$126M	$126M	17	6	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$219M	$172M	27.5%	$126M	20.2%	34	34	0	0

Relationships

Registered with (13)

← Joel Kristopher KoonAdvisorregistration: current employment
May 18, 2026 to presentfactForm ADV
← Bryan FawcettAdvisorregistration: current employment
Apr 15, 2025 to presentfactForm ADV
← Matthew Dwayne BatesAdvisorregistration: current employment
Sep 22, 2024 to presentfactForm ADV
← William Gregory ChrismanAdvisorregistration: current employment
Oct 4, 2023 to presentfactForm ADV
← Kal OwenAdvisorregistration: current employment
Dec 7, 2021 to presentfactForm ADV
← STACY ALAN PHILLIPSAdvisorregistration: current employment
May 4, 2018 to presentfactForm ADV
← BROGAN D BAXTERAdvisorregistration: current employment
Apr 30, 2004 to presentfactForm ADV
← JASON RYAN SMITHAdvisorregistration: current employment
Mar 23, 2004 to presentfactForm ADV
← Samuel NeffAdvisorregistration: previous registration
Jun 24, 2022 to Sep 15, 2023factForm ADV
← COLIN HOLMESAdvisorregistration: previous registration
Jun 21, 2022 to Sep 11, 2023factForm ADV
← CASEY JAMES BOLLOCKAdvisorregistration: previous registration
Dec 7, 2021 to Apr 7, 2023factForm ADV
← Kyle Robert ThomasAdvisorregistration: previous registration
Mar 24, 2022 to Apr 14, 2022factForm ADV
← MATHEW JOSEPH RYANAdvisorregistration: previous registration
Feb 4, 2014 to Feb 16, 2018factForm ADV

Controls (2)

← SMITH, JASON, RYANOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 1, 2022 to Sep 26, 2024factForm ADV
← BAXTER, BROGAN, DOwnerCHIEF OPERATING OFFICER, ownership code A, individual
Jun 1, 2022 to Sep 26, 2024factForm ADV

Dated events

Occurred
Sep 15, 2023
Advisor changed firm
Samuel Neff left Four Quadrant Wealth Advisors, Inc. for Financial Enhancement Group (registered 2023-09-29)
Form ADVobserved 5 days ago
Occurred
Sep 11, 2023
Advisor changed firm
Colin Holmes left Four Quadrant Wealth Advisors, Inc. for Creative Planning (registered 2023-07-20)
Form ADVobserved 5 days ago
Occurred
Apr 7, 2023
Advisor changed firm
Casey James Bollock left Four Quadrant Wealth Advisors, Inc. for Column Capital Advisors, Llc (registered 2022-05-11)
Form ADVobserved 5 days ago
Occurred
Jun 1, 2022
First Form ADV filing
Four Quadrant Wealth Advisors, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago
Occurred
Apr 14, 2022
Advisor changed firm
Kyle Robert Thomas left Four Quadrant Wealth Advisors, Inc. for Pruco Securities, Llc (registered 2022-10-18)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:892f2e04-9409-878f-b08b-d81e31fa1023
First observed: Jun 1, 2022
Last observed: Feb 18, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

FOUR QUADRANT WEALTH ADVISORS, INC.

CRD 130753

CARMEL, IN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:892f2e04-9409-878f-b08b-d81e31fa1023

Data as of Feb 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:35 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JASON RYAN SMITH

n/a

CARMEL, IN | INDIANAPOLIS, IN

BROGAN D BAXTER

n/a

INDIANAPOLIS, IN | CARMEL, IN

n/a

STACY ALAN PHILLIPS

n/a

CARMEL, IN

Kal Owen

n/a

CARMEL, IN

William Gregory Chrisman

n/a

CARMEL, IN

Matthew Dwayne Bates

Certified Financial Planner

CARMEL, IN

Bryan Fawcett

n/a

CARMEL, IN

Joel Kristopher Koon

Certified Financial Planner

CARMEL, IN

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAXTER, BROGAN, D

CHIEF OPERATING OFFICER

yes

08/2014

Jun 1, 2022

Sep 26, 2024

SMITH, JASON, RYAN

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

03/2004

Jun 1, 2022

Sep 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 18, 2026

$219M

n/a

2024

Mar 17, 2025

$172M

n/a

2023

Feb 29, 2024

$135M

n/a

2022

Feb 10, 2023

$126M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$219M

$172M

27.5%

$126M

20.2%