DFX Intelligence

I•• S••••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

I•• S••••• M•••••••

Advisor at S••••• C•••••• M••••••••• L••

BLUE RIDGE, GA

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Search this name across graphsid dfx:ria:be37258d-360b-cc20-4b4d-b35583b087ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 24, 1996 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• C•••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: May 8, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• C•••••• M••••••••• L••	State registered	Sep 30, 2024	n/a	yes	BLUE RIDGE, GA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Oct 24, 1996	Nov 17, 2009	no	BOCA RATON, FL\|BOCA RATON, FL\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S••••• C•••••• M••••••••• L••	Nov 17, 2009	Sep 30, 2024	5,431	Firm change after gap	Ibd to state RIA

Relationships

Registered with (2)

→ S••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 24, 1996 to Nov 17, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be37258d-360b-cc20-4b4d-b35583b087ec
First observed: Oct 24, 1996
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.