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J•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

J•••• W•••••

Advisor at C••••• I••••••••• A••••••• L••

PIPERSVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be373463-5b1a-acc0-2531-d160a7d7e264

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jan 25, 2026	n/a	yes	PIPERSVILLE, PA	Current employment
D••••••••• L••	Independent wealth	Aug 5, 2024	Aug 12, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• L••	C••••• I••••••••• A••••••• L••	Aug 12, 2025	Jan 25, 2026	166	Firm change	RIA to ibd
D••••••••• L••	D••••••••• L••	Nov 4, 2024

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
123859:331709:DE:2024-11-04	Nov 4, 2024	Aug 5, 2024	WILMINGTON, DE	Firm change after gap
172573:123859:PA:2021-01-05	Jan 5, 2021	Jan 5, 2021	WAYNE, PA	Firm change

Relationships

Registered with (4)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 25, 2026 to presentfactForm ADV
→ D••••••••• L••Registered adviserregistration: previous registration
Aug 5, 2024 to Aug 12, 2025factForm ADV
→ D••••••••• L••Registered adviserregistration: previous registration
Jan 5, 2021 to Nov 4, 2024factForm ADV
→ R• W•••••

Dated events

Occurred
Aug 12, 2025
Advisor changed firm
J•••• W••••• left D••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-01-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be373463-5b1a-acc0-2531-d160a7d7e264
First observed: Nov 23, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.