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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

ADAM ROY VAN DYKE

Advisor at EMERSON EQUITY LLC

Franklin, TN | SAN MATEO, CA

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Search this name across graphsid dfx:ria:be37a1c8-c030-6847-461f-0aeee08c1c41

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 26, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMERSON EQUITY LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 3, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Apr 3, 1998
First registration: Feb 26, 2001
Dual registered: yes, broker-dealer
Other names: ADAM ROY VANDYKE
IAPD individual key: 3008054

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMERSON EQUITY LLC	Bd affiliated wealth	Jan 1, 2025	n/a	yes	Franklin, TN\|SAN MATEO, CA\|SAN MATEO, CA	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jun 9, 2021	Dec 31, 2022	no	HUNTINGTON BEACH, CA\|West Des Moines, IA\|FRANKLIN, TN\|NASHVILLE, TN	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Jul 15, 2013	Jun 9, 2021	no	Windsor, CT\|FRANKLIN, TN\|HUNTINGTON BEACH, CA\|NASHVILLE, TN\|West Des Moines, IA\|WINDSOR, CT	Previous registration
WALL STREET FINANCIAL GROUP, INC	Former SEC adviser	Aug 2, 2005	Jun 28, 2013	no	HUNTINGTON BEACH, CA\|BRENTWOOD, TN\|HUNTINGTON BEACH, CA\|VICTOR, NY\|BRENTWOOD, TN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 26, 2001	Aug 2, 2005	no	IRVINE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	EMERSON EQUITY LLC	Dec 31, 2022	Jan 1, 2025	732	Firm change after gap	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	CETERA ADVISOR NETWORKS LLC	Jun 9, 2021	Jun 9, 2021	0	Firm change	Ibd to ibd
WALL STREET FINANCIAL GROUP, INC	VOYA FINANCIAL ADVISORS, INC.	Jun 28, 2013	Jul 15, 2013	17	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	WALL STREET FINANCIAL GROUP, INC	Aug 2, 2005	Aug 2, 2005	0	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
2882:13572:CT:2021-06-09	Jun 9, 2021	Jun 9, 2021	WINDSOR, CT	Firm change

Relationships

Registered with (5)

→ EMERSON EQUITY LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jun 9, 2021 to Dec 31, 2022factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Jul 15, 2013 to Jun 9, 2021factForm ADV
→ WALL STREET FINANCIAL GROUP, INCRegistered adviserregistration: previous registration
Aug 2, 2005 to Jun 28, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 26, 2001 to Aug 2, 2005factForm ADV

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
Adam Roy Van Dyke left Cetera Advisor Networks Llc for Emerson Equity Llc (registered 2025-01-01)
Form ADVobserved 6 days ago