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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industrynot currently registered

RITA DARLENE COOPER

Advisor at WELLS FARGO ADVISORS

DENVER, CO | GLENDALE, CO

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Search this name across graphsid dfx:ria:be3fbfdf-d817-1b45-4b85-18121c0f73c3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 5, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 25, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Feb 25, 2003
First registration: Mar 5, 2003
Dual registered: yes, broker-dealer
Other names: Rita D Cooper|RITA COOPER
IAPD individual key: 3232551

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 9, 2025	n/a	yes	GLENDALE, CO\|DENVER, CO	Current employment
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC	Independent wealth	Jan 22, 2024	Jun 10, 2024	no	DENVER, CO\|DENVER, CO	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Apr 16, 2015	Aug 31, 2018	no	LONE TREE, CO	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jan 3, 2012	May 13, 2014	no	ENGLEWOOD, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 5, 2003	May 12, 2014	no	ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC	WELLS FARGO ADVISORS	Jun 10, 2024	May 9, 2025	333	Firm change	RIA to wirehouse
SCHWAB WEALTH ADVISORY, INC.	GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLC	Aug 31, 2018	Jan 22, 2024	1,970	Firm change after gap	Ibd to RIA
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	May 12, 2014	Jan 3, 2012	-860	Channel change	Other

Relationships

Registered with (4)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 9, 2025 to presentfactForm ADV
→ GLOBAL WEALTH STRATEGIES AND ASSOCIATES, LLCRegistered adviserregistration: previous registration
Jan 22, 2024 to Jun 10, 2024factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Apr 16, 2015 to Aug 31, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 5, 2003 to May 12, 2014factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 10, 2024
Advisor changed firm
Rita Darlene Cooper left Global Wealth Strategies And Associates, Llc for Wells Fargo Advisors (registered 2025-05-09)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
Rita Darlene Cooper no longer holds an investment adviser registration (last listed at Wells Fargo Advisors on the 2026-09-17 feed)