DFX Intelligence
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Reading the graph
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Advisor at I•••••••• A•••••••• L••
Hunt Valley, MD | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I•••••••• A•••••••• L•• | Bd affiliated wealth | Nov 3, 2025 | n/a | yes | Hunt Valley, MD|AUSTIN, TX | Current employment |
| L••• S••••• A•••••••• L•• | Former SEC adviser | Apr 9, 2021 | Nov 3, 2025 | no | Hunt Valley, MD|BALTIMORE, MD|AUSTIN, TX |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••• S••••• A•••••••• L•• | I•••••••• A•••••••• L•• | Nov 3, 2025 | Nov 3, 2025 | 0 | Bulk transfer | Ibd to ibd |
| K••••• A••••••• S•••••••• L•• | L••• S••••• A•••••••• L•• | Apr 16, 2021 | Apr 9, 2021 |
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Apr 19, 2016 | Apr 16, 2021 | no | BALTIMORE, MD | Previous registration |
| N•• A•••••• S•••••••• L•• | Former SEC adviser | Mar 19, 1999 | Sep 22, 2016 | no | BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| -7 |
| Firm change |
| Ibd to ibd |
| N•• A•••••• S•••••••• L•• | K••••• A••••••• S•••••••• L•• | Sep 22, 2016 | Apr 19, 2016 | -156 | Bulk transfer | Other |