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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

CHRISTOPHER JOHN KELLY

Advisor at EQUITABLE ADVISORS, LLC

SHREWSBURY, NJ | WALL, NJ

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Search this name across graphsid dfx:ria:be441991-625d-d8c3-b35b-97631d862b2a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 14, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 19, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 19, 2004
First registration: Oct 14, 2005
Dual registered: yes, broker-dealer
Other names: CHRISTOPHER J KELLY
IAPD individual key: 4733304

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Dec 9, 2011	n/a	yes	WALL, NJ\|SHREWSBURY, NJ	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 12, 2010	Nov 7, 2011	no	RED BANK, NJ\|OAKHURST, NJ\|CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Apr 16, 2010	no	RED BANK, NJ\|RED BANK, NJ\|PRINCETON, NJ	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 14, 2005	Oct 23, 2009	no	RED BANK, NJ\|RED BANK, NJ\|RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	EQUITABLE ADVISORS, LLC	Nov 7, 2011	Dec 9, 2011	32	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Apr 16, 2010	May 12, 2010	26	Firm change	Wirehouse to wirehouse
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other

Relationships

Registered with (4)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Dec 9, 2011 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 12, 2010 to Nov 7, 2011factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Apr 16, 2010factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 14, 2005 to Oct 23, 2009factForm ADV

Dated events

No dated event names this entity yet.