DFX Intelligence

M•••••• V•••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

M•••••• V•••••• M•••••••••

Advisor at S••••••••• W•••••

SUMMIT, NJ

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Search this name across graphsid dfx:ria:be44990f-ed53-7706-924b-369f8ab487a4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••••• W•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Nov 7, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••••• W•••••	Mixed wealth	Dec 5, 2023	n/a	yes	SUMMIT, NJ	Current employment
S••••••••• S••••••••• L••	Former SEC adviser	Jul 13, 2021	Dec 31, 2022	no	Lakewood Ranch, FL\|MINNEAPOLIS, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• S••••••••• L••	S••••••••• W•••••	Dec 31, 2022	Dec 5, 2023	339	Firm change	Other
A••••••••• I•••	S••••••••• S••••••••• L••	Nov 20, 2020	Jul 13, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
175009:300572:MN:2022-12-31	Dec 31, 2022	Dec 5, 2023	MINNEAPOLIS, MN	Firm change

Relationships

Registered with (5)

→ S••••••••• W•••••Registered adviserregistration: current employment
Dec 5, 2023 to presentfactForm ADV
→ S••••••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 13, 2021 to Dec 31, 2022factForm ADV
→ A••••••••• I•••Registered adviserregistration: previous registration
Oct 3, 2019 to Nov 20, 2020factForm ADV
→ G••••• F•••••••• P•••••• C••••••• I•••

Dated events

Occurred
Dec 31, 2022
Advisor changed firm
M•••••• V•••••• M••••••••• left S••••••••• S••••••••• L•• for S••••••••• W••••• (registered 2023-12-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be44990f-ed53-7706-924b-369f8ab487a4
First observed: Aug 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.