DFX Intelligence

S•••••• A•• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant13 years in industry

S•••••• A•• F••

Advisor at B••• • D••••• W••••• P•••••••

SAINT LOUIS PARK, MN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Nov 18, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••• • D••••• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••• • D••••• W••••• P•••••••	Independent wealth	Dec 13, 2023	n/a	yes	SAINT LOUIS PARK, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 22, 2022	Sep 7, 2023	no	Edina, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	B••• • D••••• W••••• P•••••••	Sep 7, 2023	Dec 13, 2023	97	Firm change	Ibd to RIA
T••••••• I••••••••• M••••••••• I•••	A••••••••• F•••••••• S•••••••• L••	Jul 25, 2022	Jul 22, 2022

Relationships

Registered with (3)

→ B••• • D••••• W••••• P•••••••Registered adviserregistration: current employment
Dec 13, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 22, 2022 to Sep 7, 2023factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 18, 2013 to Jul 25, 2022factForm ADV

Dated events

Occurred
Sep 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 18, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.