DFX Intelligence

J•••• S•••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J•••• S•••• L•••••••

Advisor at U••• I••••••••• S••••••• C••••••

SAN ANTONIO, TX | San Antonio, TX

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Search this name across graphsid dfx:ria:be5310f5-cc52-d546-3215-58e6a5414413

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 7, 2013 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• I••••••••• S••••••• C••••••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• I••••••••• S••••••• C••••••	No RAUM reported	Jan 8, 2018	n/a	yes	SAN ANTONIO, TX\|SAN ANTONIO, TX\|San Antonio, TX	Current employment
U••• F•••••••• P••••••• S•••••••	Former SEC adviser	Oct 7, 2013	Jan 8, 2018	no	SAN ANTONIO, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• F•••••••• P••••••• S•••••••	U••• I••••••••• S••••••• C••••••	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other

Relationships

Registered with (2)

→ U••• I••••••••• S••••••• C••••••Registered adviserregistration: current employment
Jan 8, 2018 to presentfactForm ADV
→ U••• F•••••••• P••••••• S•••••••Registered adviserregistration: previous registration
Oct 7, 2013 to Jan 8, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be5310f5-cc52-d546-3215-58e6a5414413
First observed: Oct 7, 2013
Last observed: Sep 22, 2026 16 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.