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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

David Michael Matzko

Advisor at CWM, LLC

Omaha, NE | OMAHA, NE

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Search this name across graphsid dfx:ria:be5c3557-8c9d-2c0b-a1ca-b202e1e1650d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 14, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CWM, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Dec 18, 1996
First registration: Jan 14, 2003
Dual registered: yes, broker-dealer
Other names: DAVID MICHAEL MATZKO|DAVID MATZKO
IAPD individual key: 2827991

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CWM, LLC	Bd affiliated wealth	May 16, 2024	n/a	yes	OMAHA, NE\|Omaha, NE	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 24, 2018	Apr 2, 2024	no	FORT MILL, SC	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 30, 2018	Jul 18, 2018	no	CHARLOTTE, NC	Previous registration
MORGAN STANLEY	Wirehouse	Mar 15, 2012	Apr 2, 2018	no	Atlanta, GA\|Columbus, OH\|Charleston, SC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 14, 2009	Feb 8, 2011	no	CINCINNATI, OH	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jan 14, 2003	Jan 13, 2009	no	BLUE ASH, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CWM, LLC	Apr 2, 2024	May 16, 2024	44	Firm change	Ibd to ibd
OSAIC FA, INC.	LPL FINANCIAL LLC	Jul 18, 2018	Sep 24, 2018	68	Firm change	Ibd to RIA
MORGAN STANLEY	OSAIC FA, INC.	Apr 2, 2018	May 30, 2018	58	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Feb 8, 2011	Mar 15, 2012	401	Firm change after gap	Wirehouse to wirehouse
STRATEGIC ADVISERS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 13, 2009	Dec 14, 2009	335	Firm change	Ibd to wirehouse

Relationships

Registered with (6)

→ CWM, LLCRegistered adviserregistration: current employment
May 16, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 24, 2018 to Apr 2, 2024factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 30, 2018 to Jul 18, 2018factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Mar 15, 2012 to Apr 2, 2018factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 14, 2009 to Feb 8, 2011factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jan 14, 2003 to Jan 13, 2009factForm ADV

Dated events

Occurred
Apr 2, 2024
Advisor changed firm
David Michael Matzko left Lpl Financial Llc for Cwm, Llc (registered 2024-05-16)
Form ADVobserved 5 days ago