DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at K••••• A••••••• S•••••••• L••
Timonium, MD | AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K••••• A••••••• S•••••••• L•• | Bd affiliated wealth | Jan 16, 2018 | n/a | yes | Timonium, MD|AUSTIN, TX | Current employment |
| K••••• F•••••••• G•••• I••• | Former SEC adviser | Nov 21, 2015 | Aug 23, 2018 | no | COLUMBIA, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K••••• F•••••••• G•••• I••• | K••••• A••••••• S•••••••• L•• | Aug 23, 2018 | Jan 16, 2018 | -219 | Firm change after gap | Other |
| L•• F•••••••• L•• | K••••• F•••••••• G•••• I••• | Nov 19, 2015 | Nov 21, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:281333:MD:2015-11-19 | Nov 19, 2015 | Nov 21, 2015 | COLUMBIA, MD | Firm change |
| L•• F•••••••• L•• | Bd affiliated wealth | May 21, 2004 | Nov 19, 2015 | no | COLUMBIA, MD|COLUMBIA, MD | Previous registration |
| A•••• M••••••••• C•••••••• I••• | n/a | Mar 22, 2002 | Mar 24, 2003 | no | YORK, PA | Previous registration |
| 2 |
| Firm change |
| Other |
| A•••• M••••••••• C•••••••• I••• | L•• F•••••••• L•• | Mar 24, 2003 | May 21, 2004 | 424 | Firm change after gap | Other |