DFX Intelligence

S••• T••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

S••• T••••• J••••••

Advisor at W•••• F•••• A•••••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:be6884c3-548c-f062-13f4-67121b17f72e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 17, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Mar 25, 2025	n/a	yes	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jul 21, 2023	Mar 26, 2025	no	CORAL GABLES, FL\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	W•••• F•••• A•••••••	Mar 26, 2025	Mar 25, 2025	-1	Firm change	Ibd to wirehouse
C•••••• S••••• • C••• I•••	A••••• A•• P••••••• S•••••••	Jun 8, 2023	Jul 21, 2023

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Mar 25, 2025 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Jul 21, 2023 to Mar 26, 2025factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 3, 2022 to Jun 8, 2023factForm ADV
→ P••••••• C•••••• A••••••• C•••••••••

Dated events

Occurred
Mar 26, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be6884c3-548c-f062-13f4-67121b17f72e
First observed: Dec 17, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.