DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••• T••••• J••••••

W•••• F•••• A•••••••wirehouseNew York, Nydual registrantIAPD 6283109

Feed of 09/14/2026

Also filed as Sean Johnson

At current firm

1 y

since Mar 25, 2025

In the industry

11 y

since Jul 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 25, 2025 · New York, Ny
A••••• A•• P••••••• S••••••• BD affiliated
Jul 21, 2023 to Mar 26, 2025 · Coral Gables, Fl
C•••••• S••••• • C••• I••• national BD
Jan 3, 2022 to Jun 8, 2023 · Miami, Fl
P••••••• C•••••• A••••••• C••••••••• former
Dec 10, 2020 to Nov 24, 2021 · Greenwood Village, Co
E•••••• C•••••• M••••••••• L•• former
Aug 29, 2017 to Dec 16, 2020 · New York, Ny
C•••••• S••••• • C••• I••• national BD
Dec 17, 2015 to Aug 9, 2017 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to W•••• F•••• A•••••••
left Mar 26, 2025, registered Mar 25, 2025 (-1 days) · Affiliated broker-dealer or bank to wirehouse
C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Jun 8, 2023, registered Jul 21, 2023 (43 days) · Affiliated broker-dealer or bank to another
P••••••• C•••••• A••••••• C••••••••• to C•••••• S••••• • C••• I•••
left Nov 24, 2021, registered Jan 3, 2022 (40 days) · RIA to affiliated broker-dealer or bank
E•••••• C•••••• M••••••••• L•• to P••••••• C•••••• A••••••• C•••••••••
left Dec 16, 2020, registered Dec 10, 2020 (-6 days) · RIA to RIA
C•••••• S••••• • C••• I••• to E•••••• C•••••• M••••••••• L••
left Aug 9, 2017, registered Aug 29, 2017 (20 days) · Other

Signals

S••• T••••• J•••••• left A••••• A•• P••••••• S••••••• for W•••• F•••• A••••••• (registered 2025-03-25)
Mar 26, 2025 · Advisor changed firm · fact
S••• T••••• J•••••• left C•••••• S••••• • C••• I••• for A••••• A•• P••••••• S••••••• (registered 2023-07-21)
Jun 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address