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Advisor at STRATOS WEALTH PARTNERS, LTD
Redwood City, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Feb 12, 2024 | n/a | yes | Redwood City, CA | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 12, 2021 | Feb 15, 2024 | no | REDWOOD CITY, CA | Previous registration |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Mar 25, 2017 | Jan 28, 2021 | no | San Francisco, CA|SAN RAMON, CA|WALNUT CREEK, CA|Pleasanton, CA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 16, 2012 | Mar 25, 2017 | no | SAN JOSE, CA|WALNUT CREEK, CA|WALNUT CREEK, CA|San Francisco, CA|SAN RAMON, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | STRATOS WEALTH PARTNERS, LTD | Feb 15, 2024 | Feb 12, 2024 | -3 | Firm change | Ibd to ibd |
| MML INVESTORS SERVICES, LLC | OSAIC WEALTH, INC. | Jan 28, 2021 | Feb 12, 2021 | 15 | Firm change | Ibd to ibd |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 23131:153184:CA:2024-02-15 | Feb 15, 2024 | Feb 12, 2024 | REDWOOD CITY, CA | Firm change |