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Registered advisor
R•••••• M••••• R••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Ricky R••••••••
At current firm
2 y
since Feb 12, 2024
In the industry
16 y
since May 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince Feb 12, 2024 · Redwood City, Ca
- O•••• W•••••• I••• BD affiliatedFeb 12, 2021 to Feb 15, 2024 · Redwood City, Ca
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jan 28, 2021 · San Francisco, Ca
- M•• F•••••••• S•••••••• I••• formerApr 16, 2012 to Mar 25, 2017 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to S•••••• W••••• P•••••••• L••left Feb 15, 2024, registered Feb 12, 2024 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• I•••••••• S•••••••• L•• to O•••• W•••••• I•••left Jan 28, 2021, registered Feb 12, 2021 (15 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
Signals
- R•••••• M••••• R•••••••• left O•••• W•••••• I••• for S•••••• W••••• P•••••••• L•• (registered 2024-02-12)Feb 15, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address