DFX Intelligence
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Reading the graph
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Advisor at L•• F•••••••• L••
ASHBURN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 8, 2009 | n/a | yes | ASHBURN, VA | Current employment |
| M••••• S•••••• C••••••••• | n/a | Oct 27, 2006 | Sep 8, 2009 | no | ASHBURN, VA|ASHBURN, VA|OAK HILL, VA|ASHBURN, VA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• C••••••••• | L•• F•••••••• L•• | Sep 8, 2009 | Sep 8, 2009 | 0 | Bulk transfer | Other |
| C•••••• W••••• M••••••••• I••• | F•• S••••••••• C••••••••• | Oct 27, 2006 | Jan 28, 2005 |
| F•• S••••••••• C••••••••• | Former SEC adviser | Jan 28, 2005 | Apr 1, 2005 | no | MCLEAN, VA|MCLEAN, VA|OAK HILL, VA | Previous registration |
| C•••••• W••••• M••••••••• I••• | Independent wealth | Mar 20, 2002 | Oct 27, 2006 | no | MCLEAN, VA | Previous registration |
| -637 |
| Firm change after gap |
| Other |
| F•• S••••••••• C••••••••• | M••••• S•••••• C••••••••• | Apr 1, 2005 | Oct 27, 2006 | 574 | Firm change after gap | Other |