DFX Intelligence

P••• T••••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

P••• T••••• B••••••

Advisor at W•••• K••••• S•••••••• W••••• A•••••••• L••

LAWRENCEVILLE, NJ

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Search this name across graphsid dfx:ria:be771a7e-35c9-3426-54ae-ba8c6a55a3d2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 29, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• K••••• S•••••••• W••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 13, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• K••••• S•••••••• W••••• A•••••••• L••	Independent wealth	Jul 22, 2019	n/a	yes	LAWRENCEVILLE, NJ	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 29, 2002	Jul 23, 2019	no	CHERRY HILL, NJ\|SALEM, NJ\|Cherry Hill, NJ\|Cherry Hill, NJ\|PRINCETON, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W•••• K••••• S•••••••• W••••• A•••••••• L••	Jul 23, 2019	Jul 22, 2019	-1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6363:302098:NJ:2019-07-23	Jul 23, 2019	Jul 22, 2019	PRINCETON, NJ	Firm change

Relationships

Registered with (2)

→ W•••• K••••• S•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Jul 22, 2019 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 29, 2002 to Jul 23, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be771a7e-35c9-3426-54ae-ba8c6a55a3d2
First observed: Jul 29, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.