R•••••• A• Y•••

Advisor at S••••• A•••• M••••••••• L•••••

TROY, MI | Vero Beach, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••• M••••••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 14, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••• M••••••••• L•••••	Independent wealth	Sep 24, 2024	n/a	yes	Vero Beach, FL\|TROY, MI	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Aug 3, 2021	Sep 19, 2024	no	VERO BEACH, FL\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	S••••• A•••• M••••••••• L•••••	Sep 19, 2024	Sep 24, 2024	5	Firm change	Ibd to RIA
S••••••••• A•••••• A•••••••• I•••	S•• I••••••••• A•••••••• I•••	Aug 5, 2021	Aug 3, 2021

Relationships

Registered with (6)

→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: current employment
Sep 24, 2024 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 3, 2021 to Sep 19, 2024factForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 6, 2020 to Aug 5, 2021factForm ADV
→ K•• F•••••••• S•••••••• I••

Dated events

Order

Occurred
19 Sep 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 8, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.