DFX Intelligence

A•••••••• L•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

A•••••••• L•••• B•••

Advisor at O•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be7b7e66-fc2a-c026-eb5d-ffc94b1c80a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Feb 19, 2026	n/a	yes	OVERLAND PARK, KS\|BLAINE, MN\|HOPKINS, MN\|BLAINE, MN	Current employment
M• L••••• A•••••••• L••	Former SEC adviser	Nov 17, 2017	Feb 20, 2020	no	BEND, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	M• L••••• A•••••••• L••	Mar 2, 2026	Nov 17, 2017	-3,027	Firm change after gap	Other
M• L••••• A•••••••• L••	O•••••••••	Feb 20, 2020	Feb 19, 2026

Team moves

••• Locked

Team	Left	Joined	From	Kind
20804:290675:MN:2026-03-02	Mar 2, 2026	Nov 17, 2017	BLAINE, MN	Firm change after gap
290675:106766:OR:2020-02-20	Feb 20, 2020	Feb 19, 2026	BEND, OR	Firm change after gap
2225:20804:MN:2017-11-14	Nov 17, 2017	Nov 16, 2017	HOPKINS, MN	Firm change

Relationships

Registered with (4)

→ O•••••••••Registered adviserregistration: current employment
Feb 19, 2026 to presentfactForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: previous registration
Nov 16, 2017 to Mar 2, 2026factForm ADV
→ M• L••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2017 to Feb 20, 2020factForm ADV
→ S•• I••••••••• I•••

Dated events

Occurred
Mar 2, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be7b7e66-fc2a-c026-eb5d-ffc94b1c80a1
First observed: Jul 24, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.