DFX Intelligence
Reading the graph
Reading the graph
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CRD 290675
BEND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| D•••••• M••••••• A•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 04/2019 | May 3, 2019 | Oct 2, 2024 |
| E•••• W••••• M••••••••• I••• | Owner | E | yes | 09/2017 | Oct 18, 2017 | Oct 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| E•••• W••••• A••••••••• | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 4 | -4 | n/a | 0 | 0 | 0 | 1 | 6 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $333M | $374M | -11.0% | $304M | 3.0% | 10 | 12 | 0 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | 4 | Mar 12, 2026 | Sep 30, 2025 | BEND, OR | Firm absorbed | RIA to RIA | 100.0% |
| T••• W••••• G•••• | 2 | Oct 1, 2024 | Aug 19, 2024 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P•••••• | 3 | Mar 2, 2026 | Nov 17, 2017 | HOPKINS, MN | Team lift out | RIA to RIA | 0.8% |
| S•• I••••••••• I••• | 2 | Nov 17, 2017 |
| Owner |
| D |
| yes |
| 04/2009 |
| Oct 18, 2017 |
| Oct 2, 2024 |
| S••••••• C•••• E•••••• | Owner | D | yes | 04/2009 | Oct 18, 2017 | Oct 2, 2024 |
| S••••••• C•••• E•••••• | MANAGING MEMBER | Na | yes | 09/2017 | Oct 18, 2017 | Oct 2, 2024 |
| S••••••• C••••••••• | Member | Na | no | 09/2017 | Oct 18, 2017 | Oct 2, 2024 |
| $333M |
| $333M |
| 10 |
| 4 |
| 0 |
| n/a |
| n/a |
| 2023 | Mar 28, 2024 | $374M | $374M | 12 | 5 | 1 | n/a | n/a |
| 2022 | Mar 27, 2023 | $298M | $298M | 10 | 5 | 1 | n/a | n/a |
| 2021 | Mar 18, 2022 | $304M | $304M | 10 | 5 | 0 | n/a | n/a |
| 2020 | Mar 26, 2021 | $245M | $245M | 10 | 5 | 0 | n/a | n/a |
| 2019 | Feb 20, 2020 | $175M | $175M | 10 | 4 | 0 | n/a | n/a |
| 2018 | Mar 25, 2019 | $239M | $237M | 13 | 7 | 1 | n/a | n/a |
| 2017 | Mar 15, 2018 | $228M | $223M | 10 | 7 | 2 | n/a | n/a |
| BEND, OR |
| Team lift out |
| RIA to new firm |
| 33.3% |
| O••••••••• | 3 | Feb 20, 2020 | Feb 19, 2026 | BEND, OR | Team lift out | Other | 42.9% |
| LAKE OSWEGO, OR |
| Team lift out |
| Other |
| 0.6% |