DFX Intelligence

M•••••• R••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

M•••••• R••• C•••••

Advisor at E••••• J••••

Fort Worth, TX

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Search this name across graphsid dfx:ria:be83aa5d-22c2-fcc0-2293-64c7ab0090dc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 27, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Apr 4, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Feb 21, 2020	n/a	yes	Fort Worth, TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Apr 3, 2018	Oct 29, 2019	no	ST. LOUIS, MO\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	E••••• J••••	Oct 29, 2019	Feb 21, 2020	115	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	W•••• F•••• A•••••••	May 22, 2017	Apr 3, 2018

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: current employment
Feb 21, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Apr 3, 2018 to Oct 29, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 26, 2015 to May 22, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be83aa5d-22c2-fcc0-2293-64c7ab0090dc
First observed: Apr 27, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.