DFX Intelligence

C•••••••• M•••• J•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C•••••••• M•••• J•••••

Advisor at G••••• R••••••••• P••••••• L••

Chicago, IL | SAN RAFAEL, CA

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Search this name across graphsid dfx:ria:be843713-e564-b388-f853-94c92745862a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 28, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• R••••••••• P••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• R••••••••• P••••••• L••	Institutional manager	Jan 16, 2025	n/a	yes	Chicago, IL\|SAN RAFAEL, CA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 21, 2018	Dec 20, 2023	no	FORT MILL, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	G••••• R••••••••• P••••••• L••	Dec 20, 2023	Jan 16, 2025	393	Firm change	Other
T••••••• I••••••••• M••••••••• I•••	L•• F•••••••• L••	Dec 11, 2018	Dec 21, 2018

Relationships

Registered with (4)

→ G••••• R••••••••• P••••••• L••Registered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 21, 2018 to Dec 20, 2023factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
May 31, 2018 to Dec 11, 2018factForm ADV
→ O•••••••• • L••••••• I•••

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be843713-e564-b388-f853-94c92745862a
First observed: Sep 28, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.