DFX Intelligence

M•••••• J•••• D•• R•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)32 years in industry

M•••••• J•••• D•• R•

Advisor at P•••• C•••••• F••••••••

OVERLAND PARK, KS | Milford, CT

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Search this name across graphsid dfx:ria:be857a17-ba2c-72e3-6679-f136956f3526

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••• C•••••• F••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••• C•••••• F••••••••	Mixed wealth	Dec 3, 2021	n/a	yes	OVERLAND PARK, KS\|Milford, CT	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Sep 27, 2007	Dec 8, 2021	no	MILFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	P•••• C•••••• F••••••••	Dec 8, 2021	Dec 3, 2021	-5	Firm change	Ibd to RIA
C••••• A••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Oct 11, 2007	Sep 27, 2007

Relationships

Registered with (4)

→ P•••• C•••••• F••••••••Registered adviserregistration: current employment
Dec 3, 2021 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Sep 27, 2007 to Dec 8, 2021factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Aug 21, 2002 to Oct 11, 2007factForm ADV
→ W••••••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be857a17-ba2c-72e3-6679-f136956f3526
First observed: Jan 3, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.