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Registered advisor
M•••••• J•••• D•• R•
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as M•••••• Delre
At current firm
4 y
since Dec 3, 2021
In the industry
32 y
since May 1, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••• C•••••• F•••••••• mixed wealth currentsince Dec 3, 2021 · Overland Park, Ks
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 27, 2007 to Dec 8, 2021 · Milford, Ct
- C••••• A••••••• L•• formerAug 21, 2002 to Oct 11, 2007 · Milford, Ct
- W••••••• F•••••••• S•••••••• I••• formerJan 3, 2000 to Aug 21, 2002 · Milford, Ct
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to P•••• C•••••• F••••••••left Dec 8, 2021, registered Dec 3, 2021 (-5 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• A••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 11, 2007, registered Sep 27, 2007 (-14 days) · Other
- W••••••• F•••••••• S•••••••• I••• to C••••• A••••••• L••left Aug 21, 2002, registered Aug 21, 2002 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address