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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Alice Huang Sundberg

Advisor at ALLSTATE FINANCIAL ADVISORS, LLC

Murphy, TX

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Search this name across graphsid dfx:ria:be8d1c7e-c39b-eea1-f781-ccd05602a00a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALLSTATE FINANCIAL ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 12, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 12, 2008
First registration: May 16, 2008
Dual registered: yes, broker-dealer
Other names: JUAN HUANG|ALICE HUANG|ALICE SUNDBERG|JUAN SUNDBERG|ALICE SUNDBERG|JUAN HUANG SUNDBERG|JUAN H SUNDBERG
IAPD individual key: 5416277

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALLSTATE FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Nov 16, 2021	n/a	yes	Murphy, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 19, 2014	Apr 27, 2021	no	RICHARDSON, TX\|PLANO, TX\|MURPHY, TX\|GARLAND, TX\|MURPHY, TX\|MURPHY, TX\|DALLAS, TX\|MURPHY, TX\|GARLAND, TX\|GARLAND, TX\|WYLIE, TX\|MURPHY, TX\|MURPHY, TX\|WYLIE, TX\|WYLIE, TX\|WYLIE, TX\|MURPHY, TX\|WYLIE, TX\|GARLAND, TX\|ROCKWALL, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 11, 2013	Aug 4, 2014	no	Cupertino, CA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 16, 2008	Jul 8, 2013	no	WALNUT CREEK, CA\|SAN JOSE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	ALLSTATE FINANCIAL ADVISORS, LLC	Apr 27, 2021	Nov 16, 2021	203	Firm change	Wirehouse to ibd
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 4, 2014	Aug 19, 2014	15	Firm change	Ibd to wirehouse
MSI FINANCIAL SERVICES, INC.	CHARLES SCHWAB & CO., INC.	Jul 8, 2013	Jul 11, 2013	3	Firm change	Other

Relationships

Registered with (4)

→ ALLSTATE FINANCIAL ADVISORS, LLCRegistered adviserregistration: current employment
Nov 16, 2021 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 19, 2014 to Apr 27, 2021factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 11, 2013 to Aug 4, 2014factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 16, 2008 to Jul 8, 2013factForm ADV

Dated events

No dated event names this entity yet.