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A•••••••• C•••••• A•••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

A•••••••• C•••••• A•••••••• L•••

CRD 328998

NEW YORK, NY

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Search this name across graphsid dfx:ria:be997116-53ba-25c4-6f44-25ec304af94e

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 83
Dated events: 1
On other graphs: 1
Observed: Nov 16, 2023 to Aug 27, 2026
17 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Creditidentity

A•••••••• C•••••• A•••••••• L•••

Private credit manager · shared crd

Private Equityowner

A•••••••• C•••••• G••••• L•••••

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $28BItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $28B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31; showing 25 of 68

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••••••• C••••• O••••••••• M••••• F••• V••• ••• L•••	Hedge Fund	$1.3B	Nov 27, 2024	86	Nov 28, 2022	reported	021-458312
A•••••••• C••••• F•••••• 4• L•••	Securitized Asset Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• A•••••• J•••	CHIEF FINANCIAL OFFICER	Na	yes	02/2022	Nov 16, 2023	Nov 27, 2024
A•••••••• A•••••• H••••••• G•• L•••••	GENERAL PARTNER	Na	yes	01/2022	Nov 16, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A•••••••• C•••••• G••••• L•••••	n/a	Asset manager	$3.7B	N	yes	n/a
A••• M•••••• L•••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 5

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$28B	$24B	16.7%	n/a	n/a	88	102	0	0

Relationships

showing 80 of 83

Affiliated with (2)

→ A•••••••• C•••••• G••••• L•••••Registered adviserother investment adviser, common control
factForm ADV
← A•••••••• C•••••• G••••• L•••••Registered adviserother investment adviser, control, common control
factForm ADV

Advises (68)

→ PCI FUND LLCPrivate fundHedge Fund, IA
Mar 30, 2012 to presentfactForm ADV
→

Dated events

Occurred
Nov 16, 2023
First Form ADV filing
A•••••••• C•••••• A•••••••• L••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be997116-53ba-25c4-6f44-25ec304af94e
First observed: Nov 16, 2023
Last observed: Aug 27, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.