DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••••• C•••••• A•••••••• L•••
Latest filing Aug 27, 2026
First filing on the tape Nov 16, 2023 · 17 filings
SEC status approved since Jan 2, 2024
RAUM
$28B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
88
42 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
84
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$28B as of Aug 27, 2026
Mar 29, 2024$22B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 27, 2026
Mar 29, 20240 then
Employees (5.A)88 as of Aug 27, 2026
Mar 29, 202498 then
Private funds84 as of Aug 27, 2026
Mar 29, 202461 then
RAUM +17% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Aug 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $240MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$27B97%
- State and municipal entities$801M2.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 116reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
68 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••••• C••••• O••••••••• M••••• F••• V••• ••• L••• | Hedge Fund | $1.3B | 86 | Nov 28, 2022 |
| A•••••••• C••••• F•••••• 4• L••• | Securitized Asset Fund | $666M | 0 | Mar 31, 2017 |
| A•••••••• C••••• O••••••••• M••••• F••• I• ••• L••• | Hedge Fund | $627M | 14 | Nov 27, 2024 |
| A•••••••• S••••••••• E••••• T••••••••• M••••• F•••• L••• | Hedge Fund | $586M | 56 | Aug 29, 2023 |
| A•••••••• C••••• F•••••• 1•• L••• | Securitized Asset Fund | $555M | 0 | Mar 31, 2022 |
| A•••••••• C•••••• C•• 7• L••• | Securitized Asset Fund | $531M | 0 | Mar 30, 2016 |
| A•••••••• C•••••• C•• 9• L••• | Securitized Asset Fund | $526M | 0 | Mar 30, 2016 |
| A•••••••• C•••••• E••••• C•• 2••••• D•• | Securitized Asset Fund | $479M | 0 | Mar 31, 2021 |
| A•••••••• C•••••• C•• 1•• L••• | Securitized Asset Fund | $479M | 0 | Mar 29, 2019 |
| A•••••••• C•••••• C•• 1•• L••• | Securitized Asset Fund | $479M | 0 | Mar 31, 2022 |
| A•••••••• C•••••• C•• 4••• L•• | Securitized Asset Fund | $475M | 0 | Mar 29, 2018 |
| A•••••••• C••••• F•••••• 1• L••• | Securitized Asset Fund | $467M | 0 | Mar 30, 2016 |
| A•••••••• C•••••• E••••• C•• 5• D•• | Securitized Asset Fund | $456M | 0 | Mar 31, 2022 |
| A•••••••• C••••• F•••••• 3• L••• | Securitized Asset Fund | $449M | 0 | Mar 31, 2017 |
| A•••••••• C••••• F•••••• 6• L••• | Securitized Asset Fund | $446M | 0 | Mar 29, 2019 |
| A•••••••• C••••• F•••••• 5• L••• | Securitized Asset Fund | $444M | 0 | Mar 29, 2018 |
| A•••••••• C••••• F•••••• 1•• L••• | Securitized Asset Fund | $443M | 0 | Mar 30, 2020 |
| A•••••••• C•••••• C•• 1••• L••• | Securitized Asset Fund | $441M | 0 | Apr 1, 2013 |
| A•••••••• C••••• F•••••• 2• L••• | Securitized Asset Fund | $441M | 0 | Mar 30, 2016 |
| A•••••••• C•••••• C•• 1•• L••• | Securitized Asset Fund | $432M | 0 | Mar 31, 2022 |
| A•••••••• C•••••• C•• 1•• L••• | Securitized Asset Fund | $431M | 0 | Mar 30, 2020 |
| A•••••••• C•••••• C•• 2•• L••• | Securitized Asset Fund | $431M | 0 | Mar 31, 2022 |
| A•••••••• C•••••• E••••• C•• 8• D•• | Securitized Asset Fund | $428M | 0 | Mar 31, 2023 |
| A•••••••• C•••••• E••••• C•• 6• D•• | Securitized Asset Fund | $424M | 0 | Mar 31, 2022 |
| A•••••••• C•••••• E••••• C•• 3• D•• | Securitized Asset Fund | $424M | 0 | Mar 29, 2019 |
| A•••••••• C•••••• E••••• C•• 2• D•• | Securitized Asset Fund | $421M | 0 | Mar 29, 2019 |
| A•••••••• C•••••• C•• 6• L••• | Securitized Asset Fund | $413M | 0 | Mar 31, 2015 |
| A•••••••• C•••••• C•• 2•••••• L••• | Securitized Asset Fund | $408M | 0 | Mar 31, 2014 |
| A•••••••• C•••••• C•• 3••• L••• | Securitized Asset Fund | $402M | 0 | Mar 29, 2018 |
| A•••••••• C•••••• E••••• C•• 1• D•• | Securitized Asset Fund | $400M | 0 | Mar 29, 2019 |
| A•••••••• C•••••• C•• 1•• L••• | Securitized Asset Fund | $387M | 0 | Mar 29, 2019 |
| A•••••••• C•••••• C•• 2••••••• L••• | Securitized Asset Fund | $386M | 0 | Mar 29, 2018 |
| A•••••••• C•••••• C•• 8• L••• | Securitized Asset Fund | $386M | 0 | Mar 30, 2016 |
| A•••••••• C•••••• C•• 2•• L••• | Securitized Asset Fund | $384M | 0 | Mar 31, 2022 |
| 6•• F•••••• C•• 2• L••• | Securitized Asset Fund | $384M | 0 | Mar 31, 2021 |
| A•••••••• C•••••• C•• 1•• L••• | Securitized Asset Fund | $383M | 0 | Mar 31, 2022 |
| A•••••••• C•••••• C•• 2•• L••• | Securitized Asset Fund | $383M | 0 | Mar 31, 2022 |
| A•••••••• C•••••• C•• 2•• L••• | Securitized Asset Fund | $383M | 0 | Mar 31, 2022 |
| A•••••••• C••••• F•••••• 1•• L••• | Securitized Asset Fund | $364M | 0 | Mar 31, 2022 |
| A•••••••• C••••• F•••••• 9• L••• | Securitized Asset Fund | $356M | 0 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• A•••••• J••• · Chief Financial Officercontrolsince 02/2022 · owns less than 5%
- B••••• Y•••• J•••• · Co-Chief Investment Officercontrolsince 02/2022 · owns less than 5%
- D•••••••• R•••••• O• · Chief Operating Officercontrolsince 02/2022 · owns less than 5%
- F••••••••• D•••••• E•••••• · General Counselcontrolsince 03/2022 · owns less than 5%
- G••••••• T•••••••• M•••••• · Co-Chief Investment Officercontrolsince 02/2022 · owns less than 5%
- Y••••• D••••• T• · Chief Compliance Officercontrolsince 02/2022 · owns less than 5%
- B••••• Y•••• J•••• · Limited Partnercontrolsince 06/2022 · owns 25% to 50% of A•••••••• A••••••• H••••••• M••••••••• L•••
- G••••••• T•••••••• M•••••• · Limited Partnercontrolsince 06/2022 · owns 25% to 50% of A•••••••• A••••••• H••••••• M••••••••• L•••
- U•••••• K••••• M•••••• · Managing Membercontrolsince 07/2003 · owns 75% or more of A•••••••• A••••••• M••••••••• L•••••
Entity owners
- A•••••••• A•••••• H••••••• G•• L••••• · General Partnerdirect · owns less than 5%
- A•••••••• A••••••• H••••••• M••••••••• L••• · Limited Partnerdirect · owns 50% to 75%
- A•••••••• C•••••• G••••• L••••• · Limted Partnerdirect · owns 25% to 50%
- A•••••••• A••••••• M••••••••• L••••• · Managing Memberindirect · owns 75% or more of A•••••••• C•••••• G••••• L•••••
Related persons
Schedule D 7.A
- A••• M•••••• L•••pooled vehicle sponsory
- A•••••••• A•••••• H••••••• G•• L•••••pooled vehicle sponsory
- A•••••••• C•••••• G••••• L•••••investment advisernRAUM $3.7B
- A•••••••• C••••••• L•••••pooled vehicle sponsory
- A•••••••• C••••••••• G• I•• L•••••pooled vehicle sponsory
- A•••••••• C••••••••• G• I••• L•••••pooled vehicle sponsory
- A•••••••• C••••••••• G• I•• L•••••pooled vehicle sponsory
- A•••••••• C••••••••• G•• L•••••pooled vehicle sponsory
- A•••••••• C••••• O••••••••• F••• G•• L••pooled vehicle sponsory
- A•••••••• C••••• O••••••••• F••• I• G•• L•••••pooled vehicle sponsory
- A•••••••• G• H••••••• G•• L•••••pooled vehicle sponsory
- A•••••••• H••••••• G• L••pooled vehicle sponsory
- A•••••••• I• G• I••• L•••••pooled vehicle sponsory
- A•••••••• I• G• I•• L•••••pooled vehicle sponsory
- A•••••••• I• G• V• L•••••pooled vehicle sponsory
- A•••••••• I• G• V•• L•••••pooled vehicle sponsory
- A•••••••• I• G• V••• L•••••pooled vehicle sponsory
- A•••••••• L•••• G•• L•••••pooled vehicle sponsory
- A•••••••• M••••••••• C••••• F••• G•• L••pooled vehicle sponsory
- A•••••••• S•••• G•• L•••••pooled vehicle sponsory
- A•••••••• S•••• I• G•• L•••••pooled vehicle sponsory
- A•••••••• S••••••••• C••••• G• I•• L•••••pooled vehicle sponsory
- A•••••••• S••••••••• C••••• G•• L•••••pooled vehicle sponsory
- A•••••••• S••••••••• E••••• T••••••••• F••• G•• L•••••pooled vehicle sponsory
- A••• A••••••• O••••••••• F••• G•• L•••••pooled vehicle sponsory
Advisers that list A•••••••• C•••••• A•••••••• L••• as a related person
- 135657 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 81 to 84May 20, 2026 to Aug 27, 2026
- Accounts · 108 to 116Feb 24, 2026 to Mar 31, 2026
- Advisory employees · 47 to 42Feb 24, 2026 to Mar 31, 2026
- Pooled vehicle clients · 106 to 114Feb 24, 2026 to Mar 31, 2026
- Employees · 102 to 88Feb 24, 2026 to Mar 31, 2026
- Private funds · 77 to 81Feb 24, 2026 to Mar 31, 2026
- Discretionary RAUM · $24B to $28BFeb 24, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $23B to $27BFeb 24, 2026 to Mar 31, 2026
- RAUM · $24B to $28BFeb 24, 2026 to Mar 31, 2026
- Private funds · 74 to 77Jan 12, 2026 to Feb 24, 2026
- Private funds · 76 to 74Dec 5, 2025 to Jan 12, 2026
- Private funds · 75 to 76May 7, 2025 to Nov 26, 2025
- Financial planning clients · unset to Mar 31, 2025 to May 7, 2025
- Private funds · 76 to 75Mar 31, 2025 to May 7, 2025
- Accounts · 84 to 108Nov 27, 2024 to Mar 31, 2025
- Advisory employees · 43 to 47Nov 27, 2024 to Mar 31, 2025
- Pooled vehicle clients · 82 to 106Nov 27, 2024 to Mar 31, 2025
- Assets in custody · unset to 0.0Nov 27, 2024 to Mar 31, 2025
- Employees · 98 to 102Nov 27, 2024 to Mar 31, 2025
- Private funds · 66 to 76Nov 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $22B to $24BNov 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $21B to $23BNov 27, 2024 to Mar 31, 2025
- RAUM · $22B to $24BNov 27, 2024 to Mar 31, 2025
- Private funds · 63 to 66Sep 26, 2024 to Nov 27, 2024
- Private funds · 62 to 63May 29, 2024 to Aug 27, 2024
- Private funds · 61 to 62Mar 29, 2024 to May 29, 2024
- Accounts · 80 to 84Feb 27, 2024 to Mar 29, 2024
- Pooled vehicle clients · 78 to 82Feb 27, 2024 to Mar 29, 2024
- Employees · 99 to 98Feb 27, 2024 to Mar 29, 2024
- Private funds · 63 to 61Feb 27, 2024 to Mar 29, 2024
- Discretionary RAUM · $21B to $22BFeb 27, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $21B to $21BFeb 27, 2024 to Mar 29, 2024
- RAUM · $21B to $22BFeb 27, 2024 to Mar 29, 2024
- Private funds · 61 to 63Jan 19, 2024 to Feb 27, 2024
Signals
1 dated events
- A•••••••• C•••••• A•••••••• L••• filed its initial SEC registration (Form ADV)Nov 16, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/anchoragecapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-432-4600reportedpublic record, Form ADV, Aug 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026