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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

LEGACY INVESTMENT PARTNERS, LLC

CRD 133014

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be9bf913-ec51-c4c2-0ed4-deaa1dcc1435

Data as of Feb 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Mar 29, 2012 to Feb 6, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $403MItem 5.F on the latest filing (2026-02-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $394M
Private client RAUM: $395MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $134Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 415
Individual clients: 144
High net worth clients: 72
Custody, client assets: $125M
SEC number: 801-63567
CRD: 133014
Filings on the tape: 20
First filed: Mar 29, 2012
Latest filed: Feb 6, 2026
Organised: Limited Liability Company, KS
Website: legacyip.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
BRENDA ELIZABETH BLACK	n/a	OVERLAND PARK, KS	10	31	3	no
DAVID LAWRENCE BAKER	n/a	OVERLAND PARK, KS	10	28	2	no
DAVID W. GOEGLEIN	Chartered Financial Analyst	OVERLAND PARK, KS	10	16	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKER, DAVID, LAWRENCE	CHIEF COMPLIANCE OFFICER	E	yes	01/2023	Mar 29, 2012	Feb 16, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 6, 2026	$403M	$394M	4	3	0	n/a	n/a
2024	Jan 31, 2025	$317M	$307M	4	3	0	n/a	n/a
2023	Feb 16, 2024	$277M	$268M	4	3	0	n/a	n/a
2022	Jan 30, 2023	$233M	$225M	3	3	0	n/a	n/a
2021	Mar 3, 2022	$195M	$186M	3	3	0	n/a	n/a
2020	Mar 12, 2021	$185M	$171M	4	3	0	n/a	n/a
2019	Jan 29, 2020	$150M	$122M	4	3	0	n/a	n/a
2018	Mar 26, 2019	$104M	$82.4M	4	3	0	n/a	n/a
2017	Mar 28, 2018	$109M	$95.0M	5	4	0	n/a	n/a
2016	Mar 21, 2017	$94.7M	$82.5M	5	4	n/a	n/a	n/a
2015	Mar 30, 2016	$78.7M	$64.8M	4	4	n/a	n/a	n/a
2014	Mar 20, 2015	$134M	$111M	4	4	n/a	n/a	n/a
2013	Mar 24, 2014	$124M	$97.6M	4	3	n/a	n/a	n/a
2012	Mar 27, 2013	$130M	$103M	4	3	n/a	n/a	n/a
2011	Mar 29, 2012	$129M	$96.0M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$403M	$317M	27.1%	$233M	20.1%	4	4	0	0

Relationships

Registered with (5)

← BRENDA ELIZABETH BLACKAdvisorregistration: previous registration
Oct 29, 2004 to Dec 31, 2015factForm ADV
← DAVID LAWRENCE BAKERAdvisorregistration: previous registration
Oct 30, 2004 to Dec 31, 2015factForm ADV
← DAVID W. GOEGLEINAdvisorregistration: previous registration
Jun 29, 2010 to Dec 31, 2015factForm ADV
← GRANT M EDMUNDSAdvisorregistration: previous registration
Jan 13, 2016 to Feb 28, 2019factForm ADV
← PETER JAMES SOWDENAdvisorregistration: previous registration
Oct 29, 2004 to Jul 1, 2008factForm ADV

Controls (1)

← BAKER, DAVID, LAWRENCEOwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 29, 2012 to Feb 16, 2024factForm ADV

Dated events

Occurred
Feb 16, 2024
Control person left
Elizabeth Brenda Black (Member) no longer on Schedule A of Legacy Investment Partners, Llc (listed 2023-01-30, absent 2024-02-16)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be9bf913-ec51-c4c2-0ed4-deaa1dcc1435
First observed: Mar 29, 2012
Last observed: Feb 6, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LEGACY INVESTMENT PARTNERS, LLC

CRD 133014

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be9bf913-ec51-c4c2-0ed4-deaa1dcc1435

Data as of Feb 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BRENDA ELIZABETH BLACK

n/a

OVERLAND PARK, KS

DAVID LAWRENCE BAKER

n/a

OVERLAND PARK, KS

DAVID W. GOEGLEIN

Chartered Financial Analyst

OVERLAND PARK, KS

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKER, DAVID, LAWRENCE

CHIEF COMPLIANCE OFFICER

yes

01/2023

Mar 29, 2012

Feb 16, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 6, 2026

$403M

$394M

n/a

2024

Jan 31, 2025

$317M

$307M

n/a

2023

Feb 16, 2024

$277M

$268M

n/a

2022

Jan 30, 2023

$233M

$225M

n/a

2021

Mar 3, 2022

$195M

$186M

n/a

2020

Mar 12, 2021

$185M

$171M

n/a

2019

Jan 29, 2020

$150M

$122M

n/a

2018

Mar 26, 2019

$104M

$82.4M

n/a

2017

Mar 28, 2018

$109M

$95.0M

n/a

2016

Mar 21, 2017

$94.7M

$82.5M

n/a

2015

Mar 30, 2016

$78.7M

$64.8M

n/a

2014

Mar 20, 2015

$134M

$111M

n/a

2013

Mar 24, 2014

$124M

$97.6M

n/a

2012

Mar 27, 2013

$130M

$103M

n/a

2011

Mar 29, 2012

$129M

$96.0M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$403M

$317M

27.1%

$233M

20.1%