DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Legacy Investment Partners, LLC
Latest filing Feb 6, 2026
First filing on the tape Mar 29, 2012 · 20 filings
SEC status approved since Oct 8, 2004
RAUM
$403M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$395M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$403M as of Feb 6, 2026
Mar 29, 2012$129M then
HNW client RAUM$372M as of Feb 6, 2026
Mar 28, 2018$80.8M then
State-registered IARs (5.B.3)3 as of Feb 6, 2026
Mar 29, 20120 then
Employees (5.A)4 as of Feb 6, 2026
Mar 27, 20134 then
Private funds: no history
RAUM +27% over the last fiscal year+20% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 72derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.2MderivedHNW RAUM over HNW clients
- Average account
- $971,365derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $394MreportedItem 5.I
- Custody
- $125M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$372M92%
- Individuals$23.1M5.7%
- Corporations and businesses$4.5M1.1%
- Charitable organizations$3.7M0.9%
- Individual clients
- 144reported
- HNW clients
- 72reported
- Pension plan clients
- 0reported
- Charitable clients
- 6reported
- Accounts
- 415reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $125M for 38 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David W. GoegleinChartered Financial Analyst | Overland Park, Ks | Jan 13, 2016 | 16 y | 1 |
| Brenda Elizabeth Black | Overland Park, Ks | Jan 13, 2016 | 31 y | 3 |
| David Lawrence Baker | Overland Park, Ks | Jan 13, 2016 | 28 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Grant M Edmunds to Moneta Group Investment Advisors, LLCFeb 28, 2019 · RIA to RIA
- Peter James Sowden to Atwood & Palmer, Inc.Jul 1, 2008 · Other
Joined, latest
- David Lawrence Baker from Wells Fargo AdvisorsOct 30, 2004 · Other
- Peter James Sowden from Morgan Stanley Dw Inc.Oct 29, 2004 · Other
- Brenda Elizabeth Black from Cetera Investment Services LLCOct 29, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lawrence David Baker · Chief Compliance Officercontrolsince 01/2023 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 374 to 415Jan 31, 2025 to Feb 6, 2026
- Charity clients · 3 to 6Jan 31, 2025 to Feb 6, 2026
- HNW clients · 76 to 72Jan 31, 2025 to Feb 6, 2026
- Individual clients · 141 to 144Jan 31, 2025 to Feb 6, 2026
- Assets in custody · $36.2M to $125MJan 31, 2025 to Feb 6, 2026
- Discretionary RAUM · $307M to $394MJan 31, 2025 to Feb 6, 2026
- HNW RAUM · $283M to $372MJan 31, 2025 to Feb 6, 2026
- Individual RAUM · $26.8M to $23.1MJan 31, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $9.9M to $9.1MJan 31, 2025 to Feb 6, 2026
- RAUM · $317M to $403MJan 31, 2025 to Feb 6, 2026
- Accounts · 349 to 374Feb 16, 2024 to Jan 31, 2025
- Charity clients · unset to 3.0Feb 16, 2024 to Jan 31, 2025
- Corporate clients · unset to 1.0Feb 16, 2024 to Jan 31, 2025
- HNW clients · 75 to 76Feb 16, 2024 to Jan 31, 2025
- Individual clients · 133 to 141Feb 16, 2024 to Jan 31, 2025
- Assets in custody · $33.5M to $36.2MFeb 16, 2024 to Jan 31, 2025
- Financial planning clients · 1-10 to 1-10Feb 16, 2024 to Jan 31, 2025
- Discretionary RAUM · $268M to $307MFeb 16, 2024 to Jan 31, 2025
- HNW RAUM · $247M to $283MFeb 16, 2024 to Jan 31, 2025
- Individual RAUM · $22.3M to $26.8MFeb 16, 2024 to Jan 31, 2025
- Non-discretionary RAUM · $8.8M to $9.9MFeb 16, 2024 to Jan 31, 2025
- RAUM · $277M to $317MFeb 16, 2024 to Jan 31, 2025
- Accounts · 372 to 349Jan 30, 2023 to Feb 16, 2024
- HNW clients · 71 to 75Jan 30, 2023 to Feb 16, 2024
- Individual clients · 135 to 133Jan 30, 2023 to Feb 16, 2024
- Assets in custody · $29.1M to $33.5MJan 30, 2023 to Feb 16, 2024
- Employees · 3 to 4Jan 30, 2023 to Feb 16, 2024
- Discretionary RAUM · $225M to $268MJan 30, 2023 to Feb 16, 2024
- HNW RAUM · $196M to $247MJan 30, 2023 to Feb 16, 2024
- Individual RAUM · $18.2M to $22.3MJan 30, 2023 to Feb 16, 2024
- Non-discretionary RAUM · $7.8M to $8.8MJan 30, 2023 to Feb 16, 2024
- RAUM · $233M to $277MJan 30, 2023 to Feb 16, 2024
- Accounts · 367 to 372Jun 2, 2022 to Jan 30, 2023
- Corporate clients · 0.0 to unsetJun 2, 2022 to Jan 30, 2023
- HNW clients · 73 to 71Jun 2, 2022 to Jan 30, 2023
- Assets in custody · $14.6M to $29.1MJun 2, 2022 to Jan 30, 2023
- Discretionary RAUM · $186M to $225MJun 2, 2022 to Jan 30, 2023
- HNW RAUM · $170M to $196MJun 2, 2022 to Jan 30, 2023
- Individual RAUM · $21.7M to $18.2MJun 2, 2022 to Jan 30, 2023
- Non-discretionary RAUM · $8.6M to $7.8MJun 2, 2022 to Jan 30, 2023
Signals
1 dated events
- Elizabeth Brenda Black (Member) no longer on Schedule A of Legacy Investment Partners, Llc (listed 2023-01-30, absent 2024-02-16)Feb 16, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 913-696-1550reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-696-1560reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/LEGACY-INVESTMENT-PARTNERS-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- LEGACYIP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-696-1550reportedpublic record, Form ADV, Feb 6, 2026
- Team page
- LEGACYIP.COM/team.htmlreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026