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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

John Francis Dolan

Advisor at KINGSWOOD WEALTH ADVISORS, LLC

SAN DIEGO, CA | Mahwah, NJ

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Search this name across graphsid dfx:ria:be9e849b-7971-cb80-d0ec-0bab757966c6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 5, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: KINGSWOOD WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Feb 28, 1984
First registration: Feb 5, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 1240315

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
KINGSWOOD WEALTH ADVISORS, LLC	Bd affiliated wealth	Oct 16, 2025	n/a	yes	SAN DIEGO, CA\|Mahwah, NJ	Current employment
ALDEN INVESTMENT GROUP	Independent wealth	Nov 9, 2022	Oct 17, 2025	no	Mahwah, NJ\|WAYNE, PA	Previous registration
CANTELLA & CO., INC.	Former SEC adviser	Aug 15, 2018	Nov 3, 2022	no	Mahwah, NJ\|Mahwah, NJ\|Malden, MA	Previous registration
EDWARD JONES	National bd RIA	May 4, 2010	May 30, 2018	no	UPPER SADDLE RIVER, NJ\|CRESSKILL, NJ	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Apr 8, 2010	Apr 14, 2010	no	MAHWAH, NJ\|NEW YORK, NY	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 20, 2009	Jan 19, 2010	no	WOODCLIFF LAKE, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 5, 2008	Apr 8, 2009	no	RIDGEWOOD, NJ\|PARAMUS, NJ\|RIDGEWOOD, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALDEN INVESTMENT GROUP	KINGSWOOD WEALTH ADVISORS, LLC	Oct 17, 2025	Oct 16, 2025	-1	Firm change	RIA to ibd
CANTELLA & CO., INC.	ALDEN INVESTMENT GROUP	Nov 3, 2022	Nov 9, 2022	6	Firm change	Ibd to RIA
EDWARD JONES	CANTELLA & CO., INC.	May 30, 2018	Aug 15, 2018	77	Firm change	Ibd to ibd
WALNUT STREET SECURITIES, INC.	EDWARD JONES	Apr 14, 2010	May 4, 2010	20	Firm change	Other
LPL FINANCIAL LLC	WALNUT STREET SECURITIES, INC.	Jan 19, 2010	Apr 8, 2010	79	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	LPL FINANCIAL LLC	Apr 8, 2009	Mar 20, 2009	-19	Firm change	Other

Relationships

Registered with (7)

→ KINGSWOOD WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Oct 16, 2025 to presentfactForm ADV
→ ALDEN INVESTMENT GROUPRegistered adviserregistration: previous registration
Nov 9, 2022 to Oct 17, 2025factForm ADV
→ CANTELLA & CO., INC.Registered adviserregistration: previous registration
Aug 15, 2018 to Nov 3, 2022factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
May 4, 2010 to May 30, 2018factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Apr 8, 2010 to Apr 14, 2010factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 20, 2009 to Jan 19, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 5, 2008 to Apr 8, 2009factForm ADV

Dated events

Occurred
Oct 17, 2025
Advisor changed firm
John Francis Dolan left Alden Investment Group for Kingswood Wealth Advisors, Llc (registered 2025-10-16)
Form ADVobserved 6 days ago
Occurred
Nov 3, 2022
Advisor changed firm
John Francis Dolan left Cantella & Co., Inc. for Alden Investment Group (registered 2022-11-09)
Form ADVobserved 6 days ago