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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

James Brett Anderson

Advisor at HUNTINGTON FINANCIAL ADVISORS

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be9f1800-abf6-51fa-82d0-fe7445a80529

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HUNTINGTON FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 15, 1999
First registration: Jul 18, 2005
Dual registered: yes, broker-dealer
Other names: JAMES B. ANDERSON|Jim Anderson
IAPD individual key: 4086713

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Oct 1, 2021	n/a	yes	COLUMBUS, OH\|COLUMBUS, OH	Current employment
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	Oct 30, 2020	no	CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND, OH\|PALM BEACH GARDENS, FL\|ORLANDO, FL\|SHEFFIELD, OH\|CLEVELAND, OH\|NORWALK, OH\|MASSILLON, OH\|NAVARRE, OH\|AKRON, OH\|COLUMBUS, OH\|AVON LAKE, OH	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Jul 18, 2005	Nov 13, 2009	no	CLEVELAND, OH\|ORLANDO, FL\|PALM BEACH GARDENS, FL\|ROYAL PALM BEACH, FL\|CLEVELAND, OH\|CLEVELAND, OH\|CLEVELAND, OH\|ROYAL PALM BEACH, FL\|LAKE WORTH, FL\|ROCKLEDGE, FL\|BOCA RATON, FL\|JUPITER, FL\|WEST PALM BEACH, FL\|ORLANDO, FL\|BOYNTON BEACH, FL\|FORT PIERCE, FL\|WEST PALM BEACH, FL\|WEST PALM BEACH, FL\|PORT ST. LUCIE, FL\|FT. PIERCE, FL\|CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PNC WEALTH MANAGEMENT	HUNTINGTON FINANCIAL ADVISORS	Oct 30, 2020	Oct 1, 2021	336	Firm change	Ibd to ibd
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other

Relationships

Registered with (3)

→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: current employment
Oct 1, 2021 to presentfactForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 13, 2009 to Oct 30, 2020factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Jul 18, 2005 to Nov 13, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:be9f1800-abf6-51fa-82d0-fe7445a80529
First observed: Jul 18, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

James Brett Anderson

Advisor at HUNTINGTON FINANCIAL ADVISORS

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:be9f1800-abf6-51fa-82d0-fe7445a80529

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

HUNTINGTON FINANCIAL ADVISORS

Bd affiliated wealth

Oct 1, 2021

n/a

yes

COLUMBUS, OH|COLUMBUS, OH

Current employment

PNC WEALTH MANAGEMENT

Bd affiliated wealth

Nov 13, 2009

Oct 30, 2020

Previous registration

NATCITY INVESTMENTS, INC.

n/a

Jul 18, 2005

Nov 13, 2009

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

PNC WEALTH MANAGEMENT

HUNTINGTON FINANCIAL ADVISORS

Oct 30, 2020

Oct 1, 2021

336

Firm change

Ibd to ibd

NATCITY INVESTMENTS, INC.

PNC WEALTH MANAGEMENT

Nov 13, 2009

Bulk transfer

Other