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RIA / WealthPrivate fundprivate equity fund3(c)(1)fund of funds

OPTIMAL SIC 6X9 CVT NOTE LLC

advised by OPTIMAL CAPITAL ADVISORS, LLC

Michigan, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bea7a817-2096-6db2-350a-a1a9f66a403d

Data as of Dec 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 27, 2024 to Dec 13, 2024
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Optimal Sic 6x9 Cvt Note LLC

Private equity fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: OPTIMAL CAPITAL ADVISORS, LLCCRD 144719
Fund type: Private Equity Fund
Latest reported GAV: $3.8Mgross asset value on Schedule D 7.B(1), as of 2024-12-13; never fund size
Peak reported GAV: $3.8M
Beneficial owners: 14
Minimum investment: $10,000
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: yes
Organised in: Michigan, United States
First reported: Mar 27, 2024
Last reported: Dec 13, 2024fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 3
Fund id: 805-5079954022

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Dec 13, 2024	$3.8M	14	$10,000	0.0%	no	OPTIMAL SIC 6X9 CVT NOTE LLC
Aug 1, 2024	$3.8M	14	$10,000	0.0%	no	OPTIMAL SIC 6X9 CVT NOTE LLC
Mar 27, 2024	$3.8M	14	$10,000	0.0%	no	OPTIMAL SIC 6X9 CVT NOTE LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
INSPIRA FINANCIAL TRUST, LLC	INSPIRA FINANCIAL TRUST, LLC	OAK BROOK	Illinois	United States	no	n/a

Relationships

Advises (1)

← OPTIMAL CAPITAL ADVISORS, LLCRegistered adviserPrivate Equity Fund, IA
Mar 27, 2024 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:bea7a817-2096-6db2-350a-a1a9f66a403d
First observed: Mar 27, 2024
Last observed: Dec 13, 2024 21 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

OPTIMAL SIC 6X9 CVT NOTE LLC

advised by OPTIMAL CAPITAL ADVISORS, LLC

Michigan, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:bea7a817-2096-6db2-350a-a1a9f66a403d

Data as of Dec 13, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:14 PM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Dec 13, 2024

$3.8M

$10,000

0.0%

OPTIMAL SIC 6X9 CVT NOTE LLC

Aug 1, 2024

$3.8M

$10,000

0.0%

OPTIMAL SIC 6X9 CVT NOTE LLC

Mar 27, 2024

$3.8M

$10,000

0.0%

OPTIMAL SIC 6X9 CVT NOTE LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

INSPIRA FINANCIAL TRUST, LLC

OAK BROOK

Illinois

United States

n/a