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CRD 144719
TRAVERSE CITY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| I•••• J• R•••••• | n/a | TRAVERSE CITY, MI | 1 | 11 | n/a | no |
| J••••• P•••••• B••••• I•• | n/a | TRAVERSE CITY, MI | 1 | 42 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| O•••••• S•• 6••• L•• | Private Equity Fund | $34.1M | Dec 13, 2024 | 41 | Mar 29, 2019 | reported | n/a |
| O•••••• M••• F••• I•• L•• | Real Estate Fund | $9.3M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••• I••• J•••••• P•••••• | PRINCIPAL/ CHIEF COMPLIANCE OFFICER | D | yes | 04/2006 | Apr 2, 2012 | Dec 13, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $120M | $119M | 0.7% | $114M | 1.8% | 2 | 2 | 0 | 0 |
| no |
| 26 |
| Mar 30, 2023 |
| reported |
| n/a |
| O•••••• S• C•••••• F••• I• L•• | Other Private Fund | $9.1M | Dec 13, 2024 | 22 | Jun 30, 2021 | reported | n/a |
| O•••••• H••••• A•••••••• F••• | Private Equity Fund | $7.5M | Dec 13, 2024 | 37 | Mar 28, 2021 | reported | n/a |
| O•••••• S•• 6•• C•• N••• L•• | Private Equity Fund | $3.8M | Dec 13, 2024 | 14 | Mar 27, 2024 | reported | n/a |
| O••••••••• L•• | Private Equity Fund | $3.4M | Dec 13, 2024 | 34 | Mar 30, 2018 | reported | n/a |
| O•••••• S•• 6•• • B• P••• L•• | Private Equity Fund | $2.5M | Dec 13, 2024 | 20 | Mar 30, 2023 | reported | n/a |
| O•••••• A••••• I• | Other Private Fund | $1.3M | Dec 13, 2024 | 17 | Mar 29, 2019 | reported | n/a |
| O•• S••••• L•• | Private Equity Fund | $750,589 | Dec 13, 2024 | 18 | Mar 30, 2022 | reported | n/a |
| Mar 23, 2026 |
| $120M |
| $120M |
| 2 |
| 2 |
| 0 |
| 13 |
| n/a |
| 2024 | Mar 31, 2025 | $119M | $119M | 2 | 2 | 0 | 12 | n/a |
| 2023 | Mar 27, 2024 | $117M | $117M | 3 | 3 | 1 | 9 | $71.8M |
| 2022 | Mar 30, 2023 | $114M | $114M | 3 | 3 | 1 | 8 | $65.9M |
| 2021 | Mar 30, 2022 | $112M | $112M | 5 | 4 | 1 | 6 | $45.8M |
| 2020 | Mar 28, 2021 | $149M | $145M | 6 | 4 | 1 | 4 | $25.3M |
| 2019 | Apr 30, 2020 | $286M | $281M | 7 | 5 | 1 | 3 | $17.7M |
| 2018 | Mar 29, 2019 | $346M | $346M | 6 | 4 | 1 | 3 | $12.5M |
| 2017 | Mar 30, 2018 | $261M | $256M | 4 | 2 | 1 | 1 | $1.6M |
| 2016 | Mar 30, 2017 | $262M | $247M | 2 | 1 | n/a | n/a | n/a |
| 2015 | Mar 24, 2016 | $115M | $99.6M | 1 | 0 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $121M | $121M | 1 | 0 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $114M | $114M | 2 | 1 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $127M | $127M | 6 | 3 | n/a | n/a | n/a |
| 2011 | Apr 2, 2012 | $79.7M | $79.7M | n/a | n/a | n/a | n/a | n/a |