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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

SHAWN FRANCIS HIGHT

Advisor at STRATEGIC ADVISERS LLC

RENO, NV

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Search this name across graphsid dfx:ria:beac8146-3bd9-6b00-c8a4-0d2c945d4835

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 19, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jan 19, 2016
First registration: Feb 5, 2016
Dual registered: yes, broker-dealer
Other names: Shawn Francis Hight|Shawn Hight
IAPD individual key: 6408974

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	RENO, NV\|RENO, NV	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Apr 27, 2020	Mar 31, 2025	no	RENO, NV	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jan 19, 2017	Mar 18, 2020	no	PASADENA, CA	Previous registration
EQUANIMITY FINANCIAL PARTNERS	Independent wealth	Jun 7, 2016	Jan 25, 2017	no	PASADENA, CA	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Feb 5, 2016	Feb 16, 2016	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Mar 18, 2020	Apr 27, 2020	40	Firm change	Ibd to ibd
EQUANIMITY FINANCIAL PARTNERS	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 25, 2017	Jan 19, 2017	-6	Firm change	Other
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	EQUANIMITY FINANCIAL PARTNERS	Feb 16, 2016	Jun 7, 2016	112	Firm change	Other

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Apr 27, 2020 to Mar 31, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jan 19, 2017 to Mar 18, 2020factForm ADV
→ EQUANIMITY FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Jun 7, 2016 to Jan 25, 2017factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Feb 5, 2016 to Feb 16, 2016factForm ADV

Dated events

No dated event names this entity yet.