DFX Intelligence

M••• W•••••• V•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

M••• W•••••• V•••••

Advisor at U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••

Phoenix, AZ | OVIEDO, FL

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Search this name across graphsid dfx:ria:beacc09a-b8e5-35fa-e264-b6a6e9f053bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••• Locked
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Aug 1, 2023	n/a	yes	OVIEDO, FL\|Phoenix, AZ	Current employment
A••••••• P••••••••• A•••••••• I••	Former SEC adviser	Oct 19, 2015	Aug 1, 2023	no	Oviedo, FL\|HOLBROOK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Aug 1, 2023	Aug 1, 2023	0	Firm change	Ibd to RIA
B••• F•••••••• S•••••••• L••	A••••••• P••••••••• A•••••••• I••	Oct 19, 2015

Relationships

Registered with (6)

→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
Aug 1, 2023 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 19, 2015 to Aug 1, 2023factForm ADV
→ B••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 2, 2015 to Oct 19, 2015factForm ADV
→ I••••• F•••••••• C•••••••••

Dated events

Occurred
Aug 1, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:beacc09a-b8e5-35fa-e264-b6a6e9f053bf
First observed: Oct 1, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.