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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

WILLIAM JOHN HORN

Advisor at GLOBAL RETIREMENT PARTNERS LLC

SAN RAFAEL, CA | BARRINGTON, RI

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Search this name across graphsid dfx:ria:beaed7f4-6b8c-1097-ab32-afbf9df3783d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 11, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GLOBAL RETIREMENT PARTNERS LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 9
Exams: S66
First exam: Sep 8, 2006
First registration: Sep 11, 2006
Dual registered: yes, broker-dealer
Other names: BILL HORN
IAPD individual key: 3231412

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Jan 5, 2016	n/a	yes	BARRINGTON, RI\|SAN RAFAEL, CA	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 5, 2013	n/a	yes	BARRINGTON, RI	Current employment
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Feb 27, 2012	Jan 27, 2016	no	BARRINGTON, RI\|BARRINGTON, RI	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Mar 8, 2012	no	PROVIDENCE, RI	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 11, 2006	Jun 1, 2009	no	PROVIDENCE, RI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL PARTNERS	LPL FINANCIAL LLC	Jan 27, 2016	Mar 5, 2013	-1,058	Firm change after gap	Other
MORGAN STANLEY	INDEPENDENT FINANCIAL PARTNERS	Mar 8, 2012	Feb 27, 2012	-10	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: current employment
Jan 5, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 5, 2013 to presentfactForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Feb 27, 2012 to Jan 27, 2016factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Mar 8, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 11, 2006 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.