DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William John Horn
Feed of 09/15/2026
Also filed as Bill Horn
At current firm
13 y
since Mar 5, 2013
In the industry
20 y
since Sep 8, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
2
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Global Retirement Partners LLC institutional currentsince Jan 5, 2016 · Barrington, Ri
- LPL Financial LLC BD affiliated currentsince Mar 5, 2013 · Barrington, Ri
- Independent Financial Partners BD affiliatedFeb 27, 2012 to Jan 27, 2016 · Barrington, Ri
- Morgan Stanley wirehouseJun 1, 2009 to Mar 8, 2012 · Providence, Ri
- Citigroup Global Markets Inc. BD affiliatedSep 11, 2006 to Jun 1, 2009 · Providence, Ri
Moves
a registration end followed by a registration begin elsewhere
- Independent Financial Partners to LPL Financial LLCleft Jan 27, 2016, registered Mar 5, 2013 (-1058 days) · Other
- Morgan Stanley to Independent Financial Partnersleft Mar 8, 2012, registered Feb 27, 2012 (-10 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address